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Cathy Chan

Cathy Chan

Senior Associate

Cathy Chan, a Senior Associate of LC Lawyers LLP, advises on Hong Kong IPO and Corporate Finance, Mergers and Acquisitions, Compliance.

Principal areas of practice

Hong Kong IPO and corporate finance

Mergers and Acquisitions (M&A), Commercial Matters, Funds and Private Wealth

Compliance

Cathy focuses on securities, corporate finance and mergers and acquisitions. She advises clients on public and private mergers and acquisitions, initial public offerings on the Hong Kong Stock Exchange, and compliance matters in relation to Hong Kong-listed companies.

Cathy is fluent in English, Mandarin and Cantonese.

Admission

  • Hong Kong

Experience and representative matters

Hong Kong initial public offerings (“IPOs”) and corporate finance

  • Involved in the IPO and listing of a Hong Kong-based marine construction works subcontractor on the Main Board of the Hong Kong Stock Exchange 
  • Involved in the IPO and listing of a fungi product supplier in Mainland China on the Main Board of the Hong Kong Stock Exchange
  • Involved in the IPO and listing of a large licensed microfinance company in Mainland China on the Main Board of the Hong Kong Stock Exchange
  • Involved in the IPO and listing of a well-established Mainland China-based integrated plastic solutions provider on the Main Board of the Hong Kong Stock Exchange
  • Involved in the IPO and listing of a Mainland China-based online parenting platform on the GEM Board of the Hong Kong Stock Exchange
  • Involved in the IPO and listing of a Hong Kong-based LED lighting products supplier on the GEM Board of the Hong Kong Stock Exchange
  • Involved in the IPO and listing of a Hong Kong-based cleaning service provider on the GEM Board of the Hong Kong Stock Exchange
  • Involved in the proposed spinning of the property management business of a Hong Kong-based listed infrastructure company
  • Involved in the pre-IPO investments of a number of private enterprises
  • Involved in the issuance of private corporate bonds by a Hong Kong-based private company

Mergers and acquisitions

  • Involved in the acquisition of a Hong Kong-based radio-pharmaceutical manufacturer by a Hong Kong listed company
  • Involved in the acquisition of a licensed corporation in Hong Kong by a Mainland China bank
  • Involved in the acquisition of a digital retailer chain in Hong Kong and Macau by a Mainland China-based conglomerate
  • Involved in the acquisition of a Hong Kong medical care group by a Mainland China-based optical group listed on the Shenzhen Stock Exchange
  • Involved in the sale of property land from a Hong Kong-based listed company to another Hong Kong-based listed company
  • Involved in a series of investment in both Hong Kong listed companies and private companies by one of the largest assets management companies in Mainland China
  • Involved in the general acquisitions and disposals matters of a number of Hong Kong listed companies

Funds matters

  • Involved in the subscription of interest in a number of private equity funds by a Hong Kong-based and listed printed circuit board company
  • Involved in the setting up/subscription of interest in a number of private equity funds by a number of Hong Kong listed companies and Mainland China private enterprises
  • Regulatory compliance matters
  • Involved in advising several listed companies in relation to their compliance matters under the Hong Kong Listing Rules and other relevant laws and regulations

Includes matters handled prior to joining LC Lawyers LLP

Education

  • University of Hong Kong, PCLL
  • University of Hong Kong, LL.B.
  • University of Hong Kong, B.B.A. (Law)

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